Circulars & Notices

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# Title Date Type
1 Availability of Sufficient Cash / Pre-trade Margins 27/03/2020
2 Revised Designated Time Schedule - NCC Systems - NCSS, MTS & SLB 26/03/2020
3 Revised Designated Time Schedule - NCC Systems 24/03/2020
4 Extension in Time for Pay and Collect Activity prescribed under the Designated Time Schedule 23/03/2020
5 Directive issued by the SECP Under Section 31 of the Securities Act, 2015 - MFS 23/03/2020
6 Additional Business Continuity Measures 23/03/2020
7 NCCPL Business Continuity Drill - Mock Session - Self-explanatory Guideline 22/03/2020
8 Collection of Amount of CGT - February 2020 - Availability of Final Reports 20/03/2020
9 Directive issued by SECP Under Rule 14 of the Centralized KYC Organization Rules 2017 20/03/2020
10 Notice of Listing of Exchange Traded Funds - NITG-ETF & UBLP-ETF 20/03/2020
11 Collection of Amount of CGT - February 2020 19/03/2020
12 NCCPL Business Continuity Drill 16/03/2020
13 Approved Amendments in the NCCPL Regulations, 2015 13/03/2020
14 REMINDER CAPITAL ADEQUACY REQUIREMENT REVIEWED/AUDITED NET CAPITAL BALANCE “NCB” in accordance w 11/03/2020
15 Reminder of Mandatory Requirement for Submission of Monthly Net Capital Balance (NCB) and Liquid Cap 11/03/2020
16 Approved Amendments in the NCCPL Regulations, 2015 - Recommendations of Capital Market Reforms Commi 04/03/2020
17 Mandatory Requirement for Submission of Monthly Net Capital Balance (NCB) and Liquid Capital (LC) St 04/03/2020
18 Capital Adequacy Requirment Reviewed - Audited Net Capital Balanced - NCB 04/03/2020
19 Placement of M/s Adam Sugar Mills Limited in the Defaulter Segment 03/03/2020
20 Proposed Amendments in the NCCPL Regulations, 2015 for Public Comments - Removal of bifurcation betw 03/03/2020
21 Interim Review of Securities Eligibility for NCC Systems 02/03/2020
22 Proposed Amendments in NCCPL Regulations for Public Comments - Allow Rollover of MF Trans on acc of 28/02/2020
23 Collection of Amount of Capital Gain Tax - January 2020 18/02/2020
24 Reminder of Mandatory Requirement for Submission of Monthly Net Capital Balance (NCB) and Liquid Cap 13/02/2020
25 Hardware and Software Specifications Requirement for NCCPL Terminal Users 10/02/2020
26 Financial Institution Margining System - ADAMJEE LIFE ASSURANCE COMPANY LIMITED 07/02/2020
27 Financial Institution Margining System - MEEZAN BANK LIMITED 07/02/2020
28 Registration of Existing Customers in Centralized Know Your Customer (CKO) Regime 07/02/2020
29 NCSS & CGT Tariff 04/02/2020
30 Mandatory Requirement for Submission of Monthly Net Capital Balance and Liquid Capital Statement 04/02/2020
31 Proposed Amendments in the NCCPL Regulations, 2015 for Public Comments 31/01/2020
32 Financial Institution Margining System - NIT ASSET ALLOCATION FUND 28/01/2020
33 Mandatory Requirement for Submission of Monthly Net Capital Balance and Liquid Capital Statement 27/01/2020
34 Placement of M/s. Hira Textile Mills Limited in the Defaulter Segment 22/01/2020
35 Collection of Amount of CGT - December 2019 - Revised Reports 22/01/2020
36 Approved Amendments in NCSS Procedures - Audit and Compliance Review of Clearing Member 21/01/2020
37 Collection of Amount of Capital Gain Tax - December 2019 20/01/2020
38 Implementation of Widening of Circuit Breakers and Introduction of Market Halt 20/01/2020
39 Approved Amendments in the NCCPL Regulations, 2015 20/01/2020
40 Final Review of Securities Eligibility for NCC Systems 16/01/2020
41 Placement of Ms. Summit Bank Limited in the Defaulter Segment 16/01/2020
42 LIST OF MARGIN ELIGIBLE SECURITIES (MES) ACCEPTABLE AS COLLATERAL 16/01/2020
43 Requirement for Monthly Net Capital Balance and Liquid Capital 14/01/2020
44 Financial Institution Margining System - DAWOOD FAMILY TAKAFUL LIMITED 14/01/2020
45 Requirement for Monthly Filing of Net Capital Balance (NCB) and Liquid Capital (LC) by Broker Clear 10/01/2020
46 Financial Institution Margining System - HABIB METROPOLITAN BANK LIMITED 10/01/2020
47 Implementation of Widening of Circuit Breakers and Introduction of Market Halt 09/01/2020
48 SSL Implementation for NCSS, CGT & RMS Applications 07/01/2020
49 Approved Amendments in NCCPL Regulations, 2015 - Tariff for Exchange Traded Funds (ETFs) 01/01/2020
50 Provision of Mobile Number of Close Family Member as per Amendments in Centralized Know Your Custome 31/12/2019
51 Approved Amendments in NCCPL Regulations, 2015 - Eligibility Criteria of Securities Lending and Borr 27/12/2019
52 Non Availability of Margin Trading System (MTS) 27/12/2019
53 Collection of Amount of CGT From PSX CMs & PMEX - Oct. & Nov. 2019 - To review the CGT Refunds 24/12/2019
54 Collection of Amount of CGT - PSX CMs - PMEX - Oct. & Nov. 2019 and MUFAP Jul. to Nov. 2019 23/12/2019
55 Margin Financing (MF) Rollover Facility 20/12/2019
56 Proposed Amendments in the NCCPL Regulations, 2015 for Public Comments 20/12/2019
57 Securities Lending by Asset Management Companies on behalf of Collective Investment Schemes 20/12/2019
58 SSL Implementation for NCSS, CGT & RMS Applications 19/12/2019
59 Proposed Amendments in the NCCPL Regulations 2015 for Public Comments 18/12/2019
60 Placement of Ms. Dandot Cement Company Limited in the Defaulter Segment 18/12/2019
61 Placement of Ms Gammon Pakistan Limited in the Defaulter Segment 17/12/2019
62 SECP Regulatory Sandbox Guidelines, 2019 12/12/2019
63 NCCPL Business Continuity Management Exercise - For All Clients Karachi, Lahore and Islamabad 09/12/2019
64 Financial Institution Margining System - FAYSAL ISLAMC DEDICATED EQUITY FUND 05/12/2019
65 Interim Review of Securities Eligibility for NCC Systems 29/11/2019
66 Approved Amendments in NCCPL Regulations, 2015 - Circuit Breakers & Market Halts 26/11/2019
67 Placement of M/s. Huffaz Seamless Pipe Industries Limited in the Defaulter Segment 21/11/2019
68 Enhanced Feature in UIN Information System (UIS) 21/11/2019
69 Enhanced Feature of KYC System 21/11/2019
70 CAPITAL GAIN TAX (CGT) COLLECTION NOTICE ISSUANCE DATE FOR THE MONTH OF OCTOBER 2019 19/11/2019
71 Placement of Securities in the Defaulter Segment 15/11/2019
72 Approved Amendments in NCCPL Regulations, 2015 - Growth Enterprise Market 15/11/2019
73 Financial Institution Margining System - GOLDEN ARROW STOCK FUND 13/11/2019
74 Placemet of Pakistan Engineering Company Limited in the Defaulter Segment 12/11/2019
75 Placement of the Companies in the Defaulter Segment 11/11/2019
76 Financial Institution Margining System - MEEZAN DEDICATED EQUITY FUND 08/11/2019
77 Financial Institution Margining System - JS ISLAMC DEDICATED EQUITY FUND 08/11/2019
78 Collection of Monthly CGT - AMCs & PMEX 05/11/2019
79 Enhanced Feature of KYC System 01/11/2019
80 Resumption of Biometric Verification Mobile Application - with Scanner for AIs 01/11/2019
81 Financial Institution Margining System - AMIML A/C. MEEZAN ENERGY FUND 24/10/2019
82 Proposed Amendments in the NCCPL Regulations, 2015 for Public Comments - Issuance of Single UIN to A 23/10/2019
83 Time extension for Online Biometric Verification Services 22/10/2019
84 Collection of Amount of Capital Gain Tax (CGT) - September 2019 18/10/2019
85 Interim Review of securities Eligibility for NCC Systems 15/10/2019
86 Placement of M/s. Security Leasing Corporation Limited in the Defaulter Segment 03/10/2019
87 Collection of Amount of CGT - July & August 2019 from Clearing Members 01/10/2019
88 Approved Amendments in the NCCPL Regulations, 2015 25/09/2019
89 Provision of mobile number of close family member as per amendments in CKO Regulations, 2017 20/09/2019
90 Approved Amendments in the NCCPL Regulations, 2015 - pertaining to PIBs & NSBs 19/09/2019
91 CGT Collection Notice Issuance Date for the Month of July & August 2019 17/09/2019
92 Changes in Income Tax Ordinance, 2001 with respect to CGT For Fiscal Year 2019-20 17/09/2019
93 FINAL REMINDER - CAPITAL ADEQUACY REQUIREMENT AUDITED CERTIFICATE OF NET CAPITAL BALANCE 11/09/2019
94 Revised Designated Time Schedule (DTS) for Friday, September 06, 2019 05/09/2019
95 NCCPL Presentation - Reforms Recently Introduced in NCC Systems 05/09/2019
96 Approved Amendments in NCCPL Regulations, 2015 & NCCPL CKO Regulations, 2017 02/09/2019
97 Second Reminder Capital Adequacy Requirement - Audited Certificate of Net Capital Balance 02/09/2019
98 Interim Review of Securities Eligibility for NCC Systems 30/08/2019
99 Proposed Amendments in the NCCPL Regulations, 2015 for Public Comments 29/08/2019
100 CGT Collection Calendar For Fiscal Year 2019-20 27/08/2019

Circulars & Notices

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