Products & Services

Unique Identification Number (UIN)

In order to maintain a traceable link for each trade and transaction, executed in the stock market, NCCPL provides a centralized mechanism for the registration of investors in NCSS by assigning UIN.

Clients of Members are categorized in the following manner:

  1. Individual Pakistani Citizen
  2. Individual Foreigner/overseas Pakistani citizens/Non-Pakistani residing in Pakistan
  3. Non-individuals
    • Corporate/individual - Broker
    • Corporate – Company
    • Corporate – fund/other organization

All registered UINs are provided to the stock exchange by NCCPL and stock exchanges link up the UINs with the trading systems at their end and it is mandatory for the Members to enter client code / ID having such UIN while placing any order in the trading system. The trading systems of the stock exchanges verify the client code / ID with the UIN registration details on Pre-trade basis and reject any order failing this validation.

Benefits of UIN Implementation

  1. Enable Members to register their clients by assigning unique code to manage their business efficiently and effectively.
  2. Provide Traceable Links for all Trades and Transactions executed in the Capital Market of Pakistan.
  3. Provide great relief and facilitation in monitoring compliance and surveillance of relevant Rules and Regulations by the Apex and Front Line Regulators.
  4. Provides facilitation to the stock exchange to implement effective risk management measures.
  5. Provide facilitation to various Govt. Agencies in investigation and inquiries.
  6. Provides great relief to the market participants to synchronize their Back Office records.
  7. Provides facilitation to the Central Depository Company (“CDC”) to create a logical linkage between CDS Account Holders and Investors.
  8. Provides facilitation to the Mercantile Exchange for the registration of Commodities Investors.
  9. Provides effective control over Pledging of Securities with the Banks by Market Participants.
  10. Bring very useful information for the Capital Market of Pakistan by disclosing Foreign and Local Investors Portfolio on a daily basis, commonly known as “FIPI” and “LIPI”.
  11. Without having UIN Functionality “Automation of Securities Settlement” mechanism could not be implemented.
  12. Without having UIN Functionality “Client Level Margining System” could not be implemented at the stock exchange.

UIN Statistics

Total UINs Registered during JUL 2022 - DEC 2022
MonthTotal UINsOnline ProcessNormal Process
Jul-22 3,565 2,432 1,133
Aug-22 5,741 3,541 2,200
Sep-22 4,358 3,030 1,328
Oct-22 4,168 3,000 1,168
Nov-22 4,195 3,053 1,142
Dec-22 9,127 7,996 1,131

Total UIN Registered in NCCPL (with Active Trading Account) Statistics
Sr. #UIN TYPEActive UIN as at NOV 30, 2022UIN opened during DEC 2022UIN closed during DEC 2022Active UIN as of DEC 31, 2022
1 Individuals 256,909 7,196 743 263,362
2 Corporate Companies 1,811 5 3 1,813
3 Broker Clearing Members 231 - 1 230
4 Fund /Others 1,353 6 2 1,357
5 Foreigner Individuals 16,035 110 55 16,090
6 RDA/NRPs 9,417 93 4 9,506
Total UIN Registered285,7567,410808292,358

"UIN Registration status (Active Trading Accounts) for the month of DECEMBER-2022"
DescriptionNos. of UINs
"CKO Investors""NON-CKO Investors"RDATotal
UINs as at 01-December-2022 118,474 157,865 9,417 285,756
New UINs registered during the month 7,317 - 93 7,410
Existing investors registered in CKO regime / RDA during the month 746 - 31 777
Total UINs registered in CKO regime / RDA 8,063 - 124 8,187
UINs closed during the month (245) (559) (4) (808)
Inclusion of Non-CKO UINs in CKO regime / RDA - (777) - (777)
UINs as at 31-December-2022126,292156,5299,537292,358
"Geographical breakdown of Investors registered in CKO Regime (Active Trading Account) for the month of DECEMBER-2022 "
LocationNos. UINs
Karachi 1,746
Lahore 915
Islamabad 331
Other Cities 5,071
Total UINs 8,063
RDA 124
Grand Total8,187
"Mode of registration of Investors in CKO Regime (Active Trading Accounts) for the month of DECEMBER-2022"
Mode of RegistrationNos. of UINs
CKO Online 2,404
CKO Physical 767
CKO Shared KYC-Wallet 4,890
CKO Shared KYC -CDC 2
Total CKO 8,063
RDA 124
Grand Total8,187
"Manner of registration of Investors in CKO Regime (Active Trading Accounts) for the month of DECEMBER-2022 "
Manner of RegistrationNos. of UINs
Normal-CKO 2,003
Sahulat-CKO 6,060
Total CKO 8,063
RDA 124
Grand Total8,187

We're online
Whatsapp
NCCPL

NCCPL

Typically replies within a day

X
NCCPL

Hi, there!
How can I help you?

QR Code