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# Title Date Type
1 Mandatory Requirement for Submission of Monthly NCB And LC 09/04/2021
2 Non Availability of Margin Trading System (“MTS”) 08/04/2021
3 Approved Amendments in NCCPL Regulations, 2015 - Murabaha Share Financing 05/04/2021
4 Directive issued by the SECP Under Rule 14 of the KYC Organization Rules 2017 - Reminder 02/04/2021
5 Extension in Timeline for Registration of Existing Customers under CKO Regime 31/03/2021
6 Unavailability of NCCPL Online Account Services 26/03/2021
7 Availability of CGT Reports as of February 2021 26/03/2021
8 Placement of M/s. Burshane LPG (Pakistan) Limited in the Defaulter Segment 26/03/2021
9 Proposed Amendments in the NCCPL Regulations, 2015 for Public Comments - Designated Market Maker For 22/03/2021
10 Online Account Opening APIs - Version 2.0 - System Changes 22/03/2021
11 Proposed Amendments in NCCPL Regulations & KYC CKO Regulations - Public Comments 19/03/2021
12 Technological Enhancement in NCCPL VPN Connectivity Setup for Clients 16/03/2021
13 Proposed Amendments in the NCCPL Regulations, 2015 for Public Comments - CGT Tariff and Security Dep 15/03/2021
14 Online Account Opening API’s (version -2.0) System Changes 12/03/2021
15 Reminder - Directive Issued by the SECP Under Rule 14 of the Centralized KYC Organization Rules 2017 10/03/2021
16 Final Reminder - Capital Adequacy Requirment Reviewed - Audited Finacial Statements - Certificate of 09/03/2021
17 Online Account Opening APIs - Version 2.0 - System Changes 08/03/2021
18 Deferment of Collection of CGT from CMs - Availability of Reports as of January 2021 05/03/2021
19 Mandatory Requirement for Submission of Monthly Net Capital Balance (NCB) and Liquid Capital (LC) St 05/03/2021
20 Interim Review of Securities Eligibility for NCC Systems 01/03/2021
21 Placement of Sakrand Sugar Mills Limited in the Defaulter Segment 01/03/2021
22 Reminder - Capital Adequacy Requirement Reviewed - Audited F Statement and Certificate of NCB 26/02/2021
23 Directive issued by the SECP Under Rule 14 of the KYC Organization Rules 2017 - Final Reminder 22/02/2021
24 Financial Institution Margining System - FAYSAL ISLAMIC SAVINGS GROWTH FUND 15/02/2021
25 Webinar on Digital Onboarding and AML for Investors 10/02/2021
26 Mandatory Requirement for Submission of Monthly Net Capital Balance (NCB) and Liquid Capital (LC) St 10/02/2021
27 CAPITAL ADEQUACY REQUIREMENT REVIEWED AUDITED FINANCIAL STATEMENTS CONTAINING CERTIFICATE OF NET CAP 03/02/2021
28 Online Account Opening Response Code 02/02/2021
29 NCSS and CGT Tariff 29/01/2021
30 Notification of NCCPL’s Unannounced Business Continuity Drill 26/01/2021
31 URLs to use for NCC Business Applications Services 21/01/2021
32 Submission of Annual Statement of Compliance by Non Broker Clearing Members and Custodian Clearing M 20/01/2021
33 Market Consultation Session on Working Model - PCM 19/01/2021
34 Working Model of Professional Clearing Member - PCM 18/01/2021
35 Review of Margin Eligible Securities - MES 18/01/2021
36 Final Review of Securities Eligibility for NCC Systems 15/01/2021
37 List of Margin Eligible Securities - MES - Acceptable as Collateral 15/01/2021
38 Deferment of Collection of CGT from CMs - Availability of Reports as of December 2020 11/01/2021
39 Implementation of Amendments in Centralized Know Your Customer (CKO) Regime 08/01/2021
40 Mandatory Requirement for Submission of Monthly NCB and LC Statements 07/01/2021
41 Notice of Webinars – Awareness Sessions on System Upgrades with Respect to Approved Amendments in 04/01/2021
42 Implementation of Close-Out mechanism in Deliverable Future Contract (DFC) Market 01/01/2021
43 Securities Eligibility for Murabaha Share Financing (MSF) 28/12/2020
44 Non Availability of Margin Trading System (MTS) 28/12/2020
45 Notice of Webinar - Understanding the Impact of Approved Amendments in NCCPL Centralized Know Your C 28/12/2020
46 DISBURSEMENT OF MARK TO MARK PROFIT IN DELIVERABLE FUTURE CONTRACT - DFC MARKET 18/12/2020
47 Deferment of Collection of CGT from CMs - Availability of Reports as of November 2020 18/12/2020
48 Revised Link - Webinar – Understanding the Impact of Approved Amendments in NCCPL (KYC) Organizat 11/12/2020
49 Webinar – Understanding the Impact of Approved Amendments in NCCPL (KYC) Organization (CKO) Regul 10/12/2020
50 Mandatory Requirement for Submission of Monthly NCB and LC Statements 09/12/2020
51 Approved Amendments in NCCPL Centralized Know Your Customer (KYC) Organization (CKO) Regulations, 20 07/12/2020
52 Proposed Amendments in the NCCPL Regulations 2015 for Public Comments 07/12/2020
53 Implementation of Issuance of Separate UIN to AMC for trading on Behalf of Their CIS 04/12/2020
54 Directive issued by the Securities and Exchange Commission of Pakistan “SECP” Under Rule 14 of t 04/12/2020
55 Financial Institution Margining System - NBP FINANCIAL SECTOR INCOME FUND 03/12/2020
56 WEBINAR on Understanding the Criteria of Margin Eligible Securities - MES 03/12/2020
57 Deferment of Collection of CGT from CMs & PMEX - Availability of Reports as of October 2020 01/12/2020
58 Interim Review of Securities Elgibility for NCC Systems 30/11/2020
59 Financial Institution Margining System - HBL PF EQUITY SUB FUND 27/11/2020
60 Financial Institution Margining System - HBL IPF EQUITY SUB FUND 27/11/2020
61 Placement of Ms. Arshad Energy Limited in the Defaulter Segment 25/11/2020
62 Implementation of Close-Out mechanism in Deliverable Future Contract (DFC) Market 23/11/2020
63 Installation of Latest Version of SLB Ultra Report Application 16/11/2020
64 Approved Amendments in NCCPL Regulations, 2015 - Issuance of Single UIN to Asset Management Company 13/11/2020
65 Mandatory Requirement for Submission of Monthly NCB and LC Statements 12/11/2020
66 Introducing Soft Two Factor Authentication Solution 10/11/2020
67 Financial Institution Margining System - ALFALAH GHP SOVEREIGN FUND 06/11/2020
68 Implementation of Close-Out mechanism in Deliverable Future Contract (DFC) Market - Postponed 06/11/2020
69 Proposed Amendments in NCCPL KYC CKO Regulations, 2017 for Public Comments - PERTAINING TO MOBILE NU 05/11/2020
70 Placement of Securities in the Defaulter Segment 03/11/2020
71 Placement of Securities in the Defaulter Segment 03/11/2020
72 Proposed Amendments in the NCCPL Regulations 2015 for Public Comments - PERTAINING TO SIMPLIFICATION 29/10/2020
73 Availability of Biometric Verification Application on Android version 10 29/10/2020
74 Final Reminder - Audited Financial Statements Containing Certificate of NCB and LC Statement 28/10/2020
75 Implementation of Close-Out mechanism in Deliverable Future Contract - DFC - Market 23/10/2020
76 Approved Amendments in NCSS Procedures, 2018 22/10/2020
77 Deferment of CGT from Clearing Members and Pakistan Mercantile Exchange 22/10/2020
78 Financial Institution Margining System - AWT ISLAMIC INCOME FUND 21/10/2020
79 Proposed Amendments in NCCPL KYC CKO Regulations for Public Comments - W.R.T. ONLINE ACC. OPENING & 19/10/2020
80 Interim Review of Securities Eligibility for NCC Systems 15/10/2020
81 Proposed Amendments in the NCCPL Regulations, 2015 for Public Comments - Various Improvements in the 15/10/2020
82 Mandatory Requirement for Submission of Monthly Net Capital Balance (NCB) and Liquid Capital (LC) St 12/10/2020
83 Collection of Amount of CGT - July & August 2020 - Delayed due to technical reason 02/10/2020
84 Revocation of Exemption in Conducting Biometric Verification 30/09/2020
85 Extension in Timeline for Registration of Existing Customers under CKO Regime 28/09/2020
86 Reminder - Submission of Annual Statement of Compliance by NBCM and CCM 25/09/2020
87 Discontinuation of Relaxtion in Credit Rating Required of Margin Financing System 24/09/2020
88 Collection of Amount of CGT - July and August 2020 22/09/2020
89 Financial Institution Margining System - E. F. U. GENERAL INSURANCE 22/09/2020
90 Financial Institution Margining System - FIRST CAPITAL MUTUAL FUND 22/09/2020
91 Reminder Submission of Annual Statement of Compliance by Non Broker Clearing Members (NBCM) and Cust 18/09/2020
92 REMINDER 2-CAPITAL ADEQUACY REQUIREMENT REVIEWED AUDITED FINANCIAL STATEMENTS CONTAINING NCB and LC 14/09/2020
93 Mandatory Requirement for Submission of Monthly NCB and LC Statements 04/09/2020
94 Proposed Amendments in the NCCPL Regulations, 2015 for Public Comments 02/09/2020
95 Interim Review of Securities Shares Eligibility for NCC Systems 31/08/2020
96 Technological Enhancement in UIS Application 31/08/2020
97 Amendments in the Licensing Regulations of the SROs 26/08/2020
98 Approved Amendments in NCCPL Regulations, 2015 & NCCPL Centralized Know Your Customer (KYC) Organiza 20/08/2020
99 REMINDER-CAPITAL ADEQUACY REQUIREMENT REVIEWED AUDITED FINANCIAL STATEMENTS CONTAINING NCB and LC 18/08/2020
100 Issuance of Annual Certificates of Capital Gains in soft form for the year ended June 30, 2020 13/08/2020
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